As more advisors break away from broker-dealers and drop their series 6 or 7 registrations, the annuity industry has evolved to support and compensate them through registered investment advisor- (RIA-) friendly solutions. Annuities come in many shapes and sizes,...
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When broker-dealer registered representatives seek to go independent and become RIAs, they soon learn they cannot receive trails without being registered with a broker-dealer. This article addresses why RIAs cannot receive trails, and the typical industry...
The world of financial services is populated by a broad spectrum of professionals and firms providing services and investments of all sorts. Registered Investment Advisors (RIAs) Registered Investment Advisors (RIAs) employ Series 65 investment advisor...
Do you have trails-paying annuities you wish to service as an RIA?
Johnstone Brokerage Services is a simple solution for Registered Investment Advisors (RIAs) who wish to service broker-dealer annuities for an advisory fee.
Give us a call (936) 340-2929