Get paid without the broker-dealer relationship and regulatory issues
Have questions? Give us a call (936) 340-2929
The Johnstone Brokerage Services Solution
Drop your Series 6 or 7 registrations and get paid to service client annuities as an RIA.
Annuities are assigned to us
We become the broker-dealer and registered representative.
You are contracted to provide RIA services to those clients
You provide advisory services the same as you do with other clients.
You are paid a quarterly advisory fee on AUM
RIAs do not share in commissions. We pay RIA advisory fees ranging from .15% to .85% based on AUM.
We survey you annually
You receive a short Docusign questionnaire at the end of each year verifying you are providing advisory services to the clients’ satisfaction.
Johnstone Brokerage Services was founded by Grant Johnstone, a Texas attorney who worked as a Chief Compliance Officer, a Certified Financial Planner, an RIA founder, and estate planner.
Certified Financial Planner
Principal and CCO of a breakaway RIA
Broker-Dealer offering RIAs AnnuityFix
Advantage of Johnstone Brokerage Services
We’ve made life easier for advisors.
You are not subject to broker-dealer compliance oversight of your RIA.
Your RIA is not charged any “rake” or fees.
Your clients are not solicited by your former broker-dealer.
You continue to work for your clients as a fiduciary.
Do you have trails-paying annuities you wish to service as an RIA?
Johnstone Brokerage Services is a simple solution for Registered Investment Advisors (RIAs) who wish to service broker-dealer annuities for an advisory fee.
Give us a call (936) 340-2929
Johnstone Brokerage Services eliminates an advisor’s need to have a dual registration broker-dealer relationship for the annuities they manage. Drop your Series 6 or 7 registrations and get paid to service client annuities as an RIA.
117 San Augustine St.
Center, Texas 75935
117 San Augustine Street, Center, Texas 75935 Give us a call (936) 340-2929 Johnstone Brokerage Services, LLC (JBS) Member FINRA & SIPC, a registered broker-dealer. ©2022 JBS. All rights reserved. This website is for broker-dealer and registered investment advisor use only.
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