Get paid without the broker-dealer relationship and regulatory issues

Johnstone Brokerage Services (JBS) eliminates an advisor’s need to have a dual registration broker-dealer relationship for the annuities they manage.

Have questions? Give us a call (936) 340-2929

Learn How it Works

The Johnstone Brokerage Services Solution

Drop your Series 6 or 7 registrations and get paid to service client annuities as an RIA.

Annuities are assigned to us

We become the broker-dealer and registered representative.

You are contracted to provide RIA services to those clients

You provide advisory services the same as you do with other clients.

You are paid a quarterly advisory fee on AUM

RIAs do not share in commissions. We pay RIA advisory fees ranging from .15% to .85% based on AUM.

We survey you annually

You receive a short Docusign questionnaire at the end of each year verifying you are providing advisory services to the clients’ satisfaction.

About Us

Johnstone Brokerage Services was founded by Grant Johnstone, a Texas attorney who worked as a Chief Compliance Officer, a Certified Financial Planner, an RIA founder, and estate planner.

Attorney

Certified Financial Planner

Principal and CCO of a breakaway RIA

Broker-Dealer offering RIAs AnnuityFix

Advantage of Johnstone Brokerage Services

We’ve made life easier for advisors.



Simple

You are not subject to broker-dealer compliance oversight of your RIA.



Low-Cost

Your RIA is not charged any “rake” or fees.



Safe

Your clients are not solicited by your former broker-dealer.



Easy

You continue to work for your clients as a fiduciary.

Do you have trails-paying annuities you wish to service as an RIA?

Johnstone Brokerage Services is a simple solution for Registered Investment Advisors (RIAs) who wish to service broker-dealer annuities for an advisory fee.

Have questions?
Give us a call (936) 340-2929

Johnstone Brokerage Services eliminates an advisor’s need to have a dual registration broker-dealer relationship for the annuities they manage. Drop your Series 6 or 7 registrations and get paid to service client annuities as an RIA.

Phone:
(936) 340-2929

Address:
117 San Augustine St.
Center, Texas 75935

117 San Augustine Street, Center, Texas 75935 Give us a call (936) 340-2929 Johnstone Brokerage Services, LLC (JBS) Member FINRA & SIPC, a registered broker-dealer. ©2022 JBS. All rights reserved. This website is for broker-dealer and registered investment advisor use only.