Get paid without the broker-dealer relationship and regulatory issues
The AnnuityFix Solution
Drop your Series 6 or 7 registrations and get paid to service client annuities as an RIA.
Annuities are assigned to us
We become the broker-dealer and registered representative.
You are contracted to provide RIA services to those clients
You provide advisory services the same as you do with other clients.
You are paid a quarterly advisory fee on AUM
RIAs do not share in commissions. We pay RIA advisory fees ranging from .15% to .85% based on AUM.
We survey you and the clients annually
You and the clients receive a short Docusign questionnaire at the end of each year verifying you are providing advisory services to the clients’ satisfaction.
Certified Financial Planner
Principal and CCO of a breakaway RIA
Broker-Dealer offering RIAs AnnuityFix
Advantage of AnnuityFix
We’ve made life easier for advisors.
You are not subject to broker-dealer compliance oversight of your RIA.
Your RIA is not charged any “rake” or fees.
Your clients are not solicited by your former broker-dealer.
You continue to work for your clients as a fiduciary.
Do you have trails-paying annuities you wish to service as an RIA?
AnnuityFix is a simple solution for Registered Investment Advisors (RIAs) who wish to service broker-dealer annuities for an advisory fee.
Give us a call (936) 340-2929
We appreciate the value of RIA facilitators, break-away consultants, and recruiters.
We serve as a break-away alternative to full-service broker-dealers for RIAs who just want to be paid to service trails-paying annuities.
As former break-away RIAs, we understand your clients’ needs and are able to reinforce your message and work to build your brand.